REVIEW THE PLANNING PROCESS TO DATE

Are There any Changes in Situation or Objectives?
Have There Been Alternate Suggestions by Advisors?
Special Areas not Previously Implemented

REVIEW OF THE LAST IMPLEMENTATION SUMMARY

AThe Items That Have Been Accomplished
Decisions to Change or Amend the Implementation List

REVIEW RECENT INVESTMENT PERFORMANCE

Assets That Should be Sold
Assets That Should be Acquired
Assets Where Holdings Should be Increased

SPECIFIC ITEMS TO BE ACTED UPON

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ADDITIONAL INFORMATION REQUESTED

Items of Interest and General Curiosity
Information Necessary for Certain Decisions

ACTION STEPS

The Advisor’s Next Action(s) to be Taken
The Client’s Next Action(s) to be Taken

Next Meeting Date for Monitoring